Tranche II — Accounting Practices

AML/CTF Compliance for Accountants

From 1 July 2026, Australian accounting practices providing designated services are reporting entities under AUSTRAC’s expanded AML/CTF regime. Here’s what you need to know — and do.

⏰  Deadline: 1 July 2026 — AUSTRAC enrolment opens 31 March 2026

Are You In Scope? The Designated Services Test for Accountants

The AML/CTF regime does not regulate accountants as a profession — it regulates specific services. Whether your practice is captured by Tranche II depends entirely on whether you provide one or more designated services that directly advance a transaction involving money, property, or the creation of legal structures on behalf of a client.

Your accounting practice is likely in scope if it assists clients with any of the following:

What Is NOT a Designated Service

AUSTRAC has confirmed the following accounting activities are generally outside the designated services definition:

Important: The boundary matters. If your advisory work leads directly to executing a transaction — even if the transaction execution itself is handled by another party — AUSTRAC may consider you to be providing a designated service. When in doubt, a professional scope assessment is strongly recommended before 31 March 2026.

Small Firms Are Not Exempt

One of the most common misconceptions among accounting practices is that small or boutique firms will not be targeted. AUSTRAC’s position is clear: if you provide a designated service in the course of carrying on a business with a geographical link to Australia, the obligation is yours — regardless of firm size, turnover, or how infrequently the service is provided. A sole practitioner providing trust structuring advice once a year is still a reporting entity if that advice directly advances the transaction.

Free Work and Pro Bono Services

AUSTRAC has confirmed that even work provided at no charge — including pro bono services for family members, friends, or community organisations — can be captured if it involves providing a designated service in the course of carrying on a business. The test is the nature of the service, not whether a fee is charged.

Your Core Obligations from 1 July 2026

ObligationWhat It Means for Your Practice
Enrol with AUSTRACRegister via the AUSTRAC Business Portal from 31 March 2026. Deadline: 29 July 2026.
ML/TF Risk AssessmentIdentify and document your money laundering and terrorism financing risks — tailored to your clients, services, and geographies.
AML/CTF ProgramA written, risk-based compliance program covering your policies, procedures, controls, and staff training obligations.
Customer Due Diligence (CDD)Identify and verify every client before providing a designated service. Enhanced checks required for high-risk clients and Politically Exposed Persons (PEPs).
Ongoing MonitoringContinuously monitor client relationships and transactions for suspicious activity throughout the engagement.
Suspicious Matter ReportingFile Suspicious Matter Reports (SMRs) with AUSTRAC promptly when required. Failure to report is a serious criminal offence.
Record KeepingRetain identity verification and transaction records for a minimum of seven years.
Appoint a Compliance OfficerDesignate a qualified AML/CTF compliance officer and notify AUSTRAC by 29 July 2026.

Key Dates

DateMilestone
31 March 2026AUSTRAC enrolment portal opens for Tranche II entities.
1 July 2026All AML/CTF obligations commence. Your program must be fully operational from this date.
29 July 2026Final deadline to complete AUSTRAC enrolment and notify your nominated compliance officer.

Why Accounting Services Are a Financial Crime Risk

FATF has long identified accounting professionals as a key vulnerability in the global AML/CTF framework. Accountants are exploited because of their technical expertise, professional credibility, and access to client financial structures. Common methods include:

Australia has been on FATF’s watch list in part because of the failure to regulate accounting professionals. Tranche II closes that gap permanently as of 1 July 2026.

Why WilliamThomas&Co.?

Why accounting practices choose WilliamThomas&Co.
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Regulatory Expertise — Former financial services compliance specialists. We know what AUSTRAC actually expects — not just what the legislation says.
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End-to-End Service — From scoping and risk assessment through to program development, AUSTRAC enrolment, and staff training. We handle it all.
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Tailored, Not Templated — Your AML/CTF program is built for your business, your clients, and your risk profile. Not a copy-paste document.
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Ongoing Partnership — Compliance doesn’t stop at 1 July 2026. We offer annual reviews, regulatory update briefings, and on-call advisory support.
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AUSTRAC Engagement Support — If AUSTRAC comes knocking, we’re in your corner. We support regulatory enquiries, audits, and remediation.

Our Tranche II Services for Accounting Practices

Ready to get compliant? Let’s talk.

WilliamThomas&Co. offers a no-obligation Tranche II scoping consultation. With less than four months to the 1 July 2026 deadline, early action is the only safe strategy.

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